SELL-SIDE  —  Back Office

Topfin has implemented multiple back-office solutions for licensed broker dealers. We stand ready to assist in existing program solutions roadmaps or in estabilishing a new one:

  • Post trade workflows and compliance rules (SEC, FINRA, FATCA, local compliance rules)
  • Multi-firm, multi-user, multi-account setups, streams and data rooms
  • Multi-asset class including OTC, non-trivial valuation instruments
  • Securely deployed, maintainted and hosted in the private cloud
  • Scalable distributed architecture with failover to achieve maximum uptime benchmarks

Learn More:

Topfin has implemented multiple back-office solutions for licensed broker dealers. We stand ready to assist in existing program solutions roadmaps or in estabilishing a new one:

  • Post trade workflows and compliance rules (SEC, FINRA, FATCA, local compliance rules)
  • Multi-firm, multi-user, multi-account setups, streams and data rooms
  • Multi-asset class including OTC, non-trivial valuation instruments
  • Securely deployed, maintainted and hosted in the private cloud
  • Scalable distributed architecture with failover to achieve maximum uptime benchmarks

Learn More: